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Form N-A - SEC. gov
The Commission has designed Form N-1A to provide investors with information that will assist them in making a decision about investing in an investment company eligible to use the Form
SEC Form N-1A: What It is, How It Works, Content - Investopedia
SEC Form N-1A is the required registration form for establishing open-end management companies The form can be used for registering both open-end mutual funds and open-end exchange traded
17 CFR 239. 15A -- Form N-1A, registration statement of open-end . . .
Form N-1A shall be used for the registration under the Securities Act of 1933 of securities of open-end management investment companies other than separate accounts of insurance companies registered under the Investment Company Act of 1940 (on form N-1) (§ 270 11 of this chapter)
17 CFR § 274. 11A - Form N-1A, registration statement of open-end . . .
This form shall be used for registration under the Securities Act of 1933 of the securities of all open-end management investment companies other than registered separate accounts of insurance companies
FORM N-1A - Colonial Filings, Inc.
Form N-1A is to be used by open-end management investment companies, except insurance company separate accounts and small business investment companies licensed under the United States Small Business Administration, to register under the Investment Company Act of 1940 and to offer their shares under the Securities Act of 1933
Form N-1A - Wikipedia
Form N-1A is a registration statement used by investment companies to create new open-end mutual funds A company must file this form with the Securities and Exchange Commission 's EDGAR filing system
SEC. gov | Form N-1A
Copy LinkCopied! Form N-1A Form N-1A form-n-1a pdf(893 58 KB) Return to top SEC homepage About the SEC
SEC Form N-1A: Registration Essentials, Processing, and Content . . .
SEC Form N-1A is the mandatory registration form for establishing open-end management companies, applicable to both open-end mutual funds and exchange-traded funds (ETFs)